文章摘要
论金融复杂性监管制度的构建
On Regulation of Financial Complexity
  
DOI:
中文关键词: 行为监管  金融网络  紧耦合  结构监管
英文关键词: behavioral regulation  financial network  tight coupling  structural regulation
基金项目:
作者单位
隋平,张彬 西北大学 法学院陕西 西安 710127 
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中文摘要:
      传统的行为监管模式一直是各国金融监管机构防范系统性金融风险的主要方式。然而金融市场的复杂性却为这一模式的实行及其效果带来了极大的阻碍,复杂的金融网络与构成该网络节点的各种金融机构形成了某种复杂性的“紧耦合”结构,流动性导致的风险传递性也大大加强,往往也因这一特性而产生“蝴蝶效应”。因此在后金融危机时代,监管机构亟须寻求一种并不总是针对风险行为且更富弹性的结构监管模式,以便能够在纷繁复杂的现代金融网络中实现其维护金融系统稳定的监管目标。
英文摘要:
      The traditionally regulatory model behavior has been the main way to prevent the world’s financial regulators from the systemic financial risks. However, the complexity of the financial market has brought a great obstacle to the implementation and effect of this model, a complex with a variety of financial institution financial network nodes constituting the network is formed of a complex “tight coupling” structure, resulting in liquidity risk transfer is also greatly enhanced. Due to the characteristics, it produces a “butterfly effect”. Therefore, in post-financial crisis era, regulatory agencies are not always in the urgent need to find a more flexible risk behavior and the structure of the regulatory model to be able to maintain financial system stability, so as to achieve its regulatory objectives in modern complex financial network.
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